examination-readiness

Prepare for and respond to SEC and FINRA regulatory examinations across the full exam lifecycle. Use when the user asks about exam notification letters, document request lists, deficiency letter responses, mock examination programs, annual compliance reviews under Rule 206(4)-7, or SEC/FINRA examina

By joellewis · 520 installs

npx skills add joellewis/finance_skills --skill examination-readiness

Source repository · Upstream listing